Compliance Frameworks

FDA 21 CFR Part 11 & GxP: Trustworthy Electronic Records

Part 11 is about making electronic records and signatures as trustworthy as paper. Fintra brings tamper-evident audit trails, enforced access controls, and AI governance to regulated GxP workflows.

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What 21 CFR Part 11 is

FDA 21 CFR Part 11 defines the criteria under which electronic records and electronic signatures are considered trustworthy and equivalent to paper in FDA-regulated environments (pharma, medical devices, biotech, food). It requires validated systems, secure and time-stamped audit trails, access controls, and controls over electronic signatures. It sits within the broader GxP (Good x Practice) expectations for life-sciences quality.

Who needs Part 11 / GxP

  • Pharma, biotech, and medical-device companies keeping records for FDA-regulated processes
  • Contract manufacturers and labs operating under GMP, GLP, or GCP
  • Food producers using electronic records for FDA-regulated safety processes
  • Teams introducing AI into regulated workflows who must preserve data integrity

What Part 11 expects

RequirementWhat it meansFintra support
Audit trailsSecure, time-stamped, computer-generatedTamper-evident evidence ledger
Access controlsLimit system access to authorized usersAccess Control, Identity & MFA
Electronic signaturesLinked, attributable, non-repudiableAttestation and approval records
System validationEnsure accuracy and reliabilityChange Management + evidence
Data integrity (ALCOA+)Attributable, legible, contemporaneousEvidence lineage and retention
Part 11 requirements and Fintra support

How Fintra helps

  • Provide a tamper-evident, verifiable audit trail across regulated actions
  • Enforce and evidence access controls and approval/attestation on records
  • Govern AI agents in regulated workflows so data integrity is preserved and provable
  • Support your Computer System Validation (CSV) with change and evidence records

The AI angle: governed actions become Part 11 / GxP evidence

Vanta and Drata watch your cloud config; Fintra also governs the AI agents and automations acting inside your business. For every action, the Policy Decision Point returns a verdict - allow, allow-with-logging, step-up, human-review, or recommend-block - with an Action Trust Score and reason, and writes it to a tamper-evident evidence ledger. The decision layer is what produces the Part 11 / GxP evidence proving your controls operated; actual gating happens where you wire a Policy Enforcement Point (for example, the Fintra MCP tool-call boundary).

  • Policy decisions (allow / step-up / human-review / recommend-block) recorded as evidence, not just logs
  • An Action Trust Score per actor, so an agent that drifts loses standing before it causes a finding
  • Decision Intelligence: an auditor-grade explanation of why any single action got the verdict it did
  • Hash-chained ledger you can verify, so evidence can be shown to be untampered

Frequently asked questions

Does Fintra validate our systems for Part 11?

Fintra supports validation with change-management and evidence records and provides the audit-trail, access-control, and signature capabilities Part 11 expects. Formal Computer System Validation and the regulated processes themselves remain your responsibility and your quality team’s.

How does AI governance fit data integrity (ALCOA+)?

If AI agents act in regulated workflows, their actions must not undermine data integrity. Fintra governs what those agents may do and records each decision to a tamper-evident ledger - supporting the attributable, contemporaneous, and legible expectations of ALCOA+.

Is Part 11 seeded?

Fintra ships a control set aligned to Part 11 in its life-sciences data, but we frame it honestly as prepare-for: we provide the audit-trail, access, and evidence capabilities and help you get ready - the regulated-process validation and any FDA interaction are yours.

Does Fintra replace my auditor or assessor?

No. Fintra is the control, policy, and evidence layer - it makes your program continuously audit-ready and cuts preparation from weeks to days. The audit, certification, or attestation itself is still performed by an independent, qualified auditor, assessor, or authorizing body.

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Make electronic records trustworthy

Tamper-evident audit trails, enforced access, and AI governance for GxP.

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